广西南宁市人大常委会


南宁市河道与堤防建设管理条例


（2001年12月28日南宁市十一届人大常委会第十次会议通过， 2002年3月29日广西壮族自治区第九届人民代表大会常务委员会第二十九次会议批准）

第一章 总 则
第一条 为加强南宁市河道与堤防的建设和管理，确保安全渡汛，维护人民的生命和财产安全，根据《中华人民共和国防洪法》、《中华人民共和国河道管理条例》等法律、法规的规定，结合本市实际，制定本条例。
第二条 本条例所称河道，是指邕江上游三江口至下游柳沙园艺场宋厢分场的河段和市区内河（包括可利江、心圩江、二坑冲、朝阳溪、竹排冲、马巢河、凤凰江、亭子冲、水塘江、石灵河、石埠河）以及依法划定的滩地、湖泊洼淀、人工水道、河道沟汊、行洪区、蓄洪区、滞洪区等。
所称堤防，是指河道沿岸用于防洪排涝的堤防设施，包括防洪堤坝、护岸、涵闸、涵管、排涝泵站、水文监测设施等。
第三条 本市河道与堤防的建设、利用、保护和管理等有关活动，适用本条例。
第四条 河道与堤防的建设实行全面规划、统筹兼顾、综合利用、讲求效益的原则。
第五条 市水行政主管部门是本行政区域内河道与堤防建设管理的主管机关。
堤防的建设和管理由堤防管理机构负责。
内河的建设和管理由南宁市人民政府确定的内河管理机构负责。
第六条 市规划、交通、计划、国土资源、农业、园林、建设、环保、公安、财政、矿产、水文、气象、航运、港务等部门，在各自职责范围内，配合水行政主管部门负责有关河道与堤防的管理和保护工作。

第二章 规划与建设
第七条 邕江北堤从东端的沙牛岭至西端石埠高头岭，南堤从东端的水塘江至西端的沙江副堤;从堤的背水堤脚起50米至200米范围内，为堤防工程建设规划范围。其建设规划由水行政主管部门编制，经规划部门审核后，报市人民政府确定，并向社会公布。
第八条 河道与堤防工程建设应保证防洪和航道安全、生态环境不受破坏，与沿江交通道路、园林绿化、商业、房地产开发相结合，形成整体协调规划，逐步实现河道两岸建设的合理布局和完善城市功能。
第九条 堤防工程建设的防洪总体水平应当达到国家规定的重点城市防洪标准。
第十条 堤防工程建设资金来源包括:
（一）财政预算堤防基本建设资金;
（二）财政贴息贷款;
（三）金融机构贷款;
（四）中央、自治区财政预算专项补助;
（五）经国家批准由有关部门发行债券筹集的资金;
（六）其它资金。
第十一条 堤防工程建设资金必须专款专用。计划、财政、审计部门应当对堤防工程建设资金的使用进行监督管理。
第十二条 在堤防工程建设规划范围内的建（构）筑物因堤防建设需要拆迁的，由市人民政府或建设单位按有关规定给予拆迁补偿和安置;违章建筑的房屋及建（构）筑物，应当限期拆除，逾期不拆除的，由有关部门依法强制拆除，拆除费用由违章责任者承担。
第十三条 堤防建设工程的勘测、设计、施工、监理应当由持有相应资质的单位承担。
第十四条 经市人民政府批准可在堤防工程建设规划范围内进行与堤防建设工程设计标准相适应的、不影响防洪安全、不污染环境的旅游观光等项目的开发建设。

第三章 管理与保护
第十五条 邕江有堤防河段，以两岸堤防之间的水域、沙洲、滩地（包括可耕地）、两岸堤防、行洪区及堤防背水坡脚起50米内的护堤地为河道管理范围。
无堤防河段，以防洪规划确定的河道岸线、治导线或者两岸堤防走线之间的水域、沙洲、滩地（包括可耕地）及行洪区为河道管理范围。
第十六条 可利江、心圩江、二坑冲、朝阳溪、竹排冲、马巢河、凤凰江、亭子冲、水塘江、石灵河、石埠河等内河，其管理范围由内河管理机构提出，经规划部门审核后，报市人民政府确定，并向社会公布。
第十七条 在邕江河道管理范围的下列区域，禁止采砂:
（一）堤防迎水坡脚起一百米以内;
（二）公路桥和引道、防护工程上下游二百米以内;
（三）邕江铁路桥上下游五百米以内;
（四）大中型泵站上下游三百米以内;
（五）水文测流点断面上下游五百米以内;
（六）自来水厂取水口上游一千米，下游一百米以内。
第十八条 在河道管理范围内进行项目建设的，应当将工程建设方案报水行政主管部门审查同意后，方可按基本建设程序向有关部门申报。
第十九条 在河道管理范围内进行下列活动的，应当经市水行政主管部门批准:
（一）码头、渡口、港口等地段的清淤工程;
（二）生产或建设需要临时拆除护河设施;
（三）工程取土、钻探、考古发掘、弃置砂石;
（四）开发利用滩涂。
第二十条 在河道管理范围内有下列行为之一的，必须经堤防或内河管理机构批准:
（一）在港口、码头、渡口核定范围外停靠排水量超过150吨船舶;
（二）专业放养畜禽、网箱养殖等活动;
（三）设置大型广告牌;
（四）临时堆放物料。
第二十一条 生产或建设需要利用堤防施工的，利用单位提出工程设计方案，经堤防管理机构同意，报水行政主管部门批准后方可实施。
经批准在河道管理范围内从事建设活动并占用河道堤防等水工程设施的，建设单位应当予以补偿;因施工原因对河道堤防等水工程设施造成毁损或造成河道淤积的，建设单位应当承担赔偿或清淤的责任。
第二十二条 利用堤顶兼作交通道路的，须经堤防管理机构同意，报水行政主管部门批准。所用堤段的路面铺筑和养护维修，由使用单位负责。修建越堤顶的道路，必须另行填筑坡道，不得挖低堤顶。
在非兼作交通道路的堤顶上通行机动车，须征得堤防管理机构的同意。
第二十三条 河道管理范围内经批准的建设项目的施工，堤防或内河管理机构应当依法进行检查和监督，建设单位应当如实提供有关情况和资料。
第二十四条 在河道管理范围内准建的临时性建（构）筑物须采用可拆通透性的结构，并在规定的期限内拆除，拆除费用由所有权人承担。
第二十五条 邕江水位超过设防水位后，河道管理范围内的码头、港口、临时仓库、厂房不得存放总体积超过500立方米的物品。
第二十六条 经堤防或内河管理机构批准，临时占用河道管理范围内的水域或陆域，应缴纳临时占用费。临时占用面积超过200平方米的，应报市水行政主管部门审批。
临时占用费应当纳入堤防工程建设资金管理，专项用于河道与堤防的修建和维护。

第四章 法律责任
第二十七条 违反本条例规定的，由水行政主管部门责令其停止违法行为，并予以处罚。
第二十八条 有下列行为之一的，处一千元以上二万元以下罚款:
（一）河道管理范围内的临时建（构）筑物不按本条例的要求建设或不在规定期限内拆除的;
（二）在禁止采砂区域采砂的。
第二十九条 未经批准利用堤防施工或在码头、港口、渡口核定范围外停泊排水量超过150吨船舶的，责令其停止违法行为，并处一千元以上一万元以下的罚款。
第三十条 邕江水位超过设防水位后，在河道管理范围内的码头、港口、临时仓库、厂房存放物品总体积超过500立方米的，处五百元以上五千元以下的罚款。
第三十一条 在河道管理范围内，未经批准，有下列行为之一的，处一百元以上一千元以下的罚款;有违法收入的，予以没收。
（一）拆除护河设施的;
（二）开发滩涂的;
（三）工程取土、钻探、考古发掘、弃置砂石的;
（四）在码头、港口、渡口进行清淤工程的;
（五）在港口、码头、渡口核定范围外临时堆放物料的;
（六）专业放养畜禽、网箱养鱼的;
（七）设置大型广告牌的。
有本条（一）、（三）项行为之一，危害堤防安全的，可处一千元以上二万元以下罚款。
第三十二条 擅自在非兼作交通道路的堤顶上通行机动车的，处五十元以上二百元以下的罚款。
第三十三条 水行政主管部门和堤防或内河管理机构的工作人员玩忽职守、滥用职权、徇私舞弊的，由所在单位或上级主管机关给予行政处分;构成犯罪的，依法追究刑事责任。
第三十四条 国家法律、行政法规和广西壮族自治区地方性法规对侵占河道、违法建设或破坏、毁损堤防及其设施的其他行为另有处罚规定的，从其规定。

第五章 附 则
第三十五条 本条例自2002年5月1日起施行。1992年10月28日南宁市第九届人大常委会第十五次会议通过的《南宁市邕江防洪大堤管理若干规定》同时废止。


中国保险监督管理委员会


中华人民共和国外资保险公司管理条例实施细则(英文版)


Detailed Rules for Implementation of Regulations of the People’s Republic of China on Administration of Foreign-funded Insurance Companies

Article 1
These Rules are formulated in accordance with the Insurance Law of the People’s Republic of China and the Regulations of the People’s Republic of China on Administration of Foreign-funded Insurance Companies (hereinafter referred to as “the Regulations”).

Article 2
A foreign insurance company under the Regulations refers to an insurance company registered and conducting insurance business outside the territory of China.

Article 3
The proportion of foreign equity in an insurance company incorporated within the territory of China by a foreign insurance company with a Chinese company or enterprise that conducts life insurance business (hereinafter referred to as “joint-equity life insurance company”) shall be no more than 50% of the total equity of the company.

The shares of a joint-equity life insurance company directly or indirectly held by a foreign insurance company shall not exceed the limit of proportion as stipulated in the preceding paragraph.

Article 4
For a foreign-funded insurance company established within the territory of China before the Regulations became effective with registered capital or working capital of less than RMB 200 million or an equivalent amount in a freely convertible currency, its registered capital or working capital shall be fully paid within 2 years after these Rules become effective. For those who fail to fully pay the registered capital or working capital, China Insurance Regulatory Commission shall not grant approval to their application for operation of new business.

Article 5
The registered capital or working capital of a foreign-funded insurance company shall be the actually paid-up currency.

Article 6
After establishing a branch, the foreign insurance company shall not withdraw the working capital in any form.

Article 7
The period of operation of insurance business being more than 30 years, which is mentioned in Item 1 of Article 8 of the Regulations, means that the foreign insurance company shall have continuously been running insurance business for more than 30 years, and the foreign insurance company’s acquisition of another institution or merger with another institution to establish a new insurance company, shall not affect the calculation of the business operation period.

The business operation period of a subsidiary of a foreign insurance company shall start from the date of establishment of the subsidiary.

Article 8
The representative office mentioned in Item 2 of Article 8 of the Regulations refers to the following representative offices approved by China Insurance Regulatory Commission (hereinafter referred to as “CIRC”):

(1) The representative office established by a foreign insurance company;
(2) The representative office established by a group to which a foreign insurance company belongs.

Article 9
The representative office established by a foreign insurance company or its group to which the insurance company belongs is only applicable to application for establishing one foreign-funded insurance company.

Article 10
The end of the year prior to the application for the establishment mentioned in Item 3 of Article 8 of the Regulations refers to the end of the previous fiscal year before the date of application.

Article 11
The other prudential requirements mentioned in Item 7 of Article 8 of the Regulations shall at least include the following requirements:

(1) Reasonable structure for corporate governance;
(2) Stable and sound risk control system;
(3) Sound internal control system;
(4) Effective Management Information System;
(5) Good operating performance without records of serious violation of laws and regulations.

Article 12
Where the applicant fails to provide the business license (duplicate) as stipulated in Item 2 of Article 9 of the Regulations, the applicant may provide a valid copy of the business license or a written certificate issued by the relevant authority evidencing the applicant’s eligibility to conduct insurance business.

Article 13
The certificate mentioned in Item 2 of Article 9 of the Regulations, which is issued by the relevant authority of the country or region where the foreign applicant is located to evidence the applicant’s solvency, shall include one of the following contents:

(1) Certifying that the applicant complies with the regulatory requirements of the country or region on solvency in the previous fiscal year as of the date when the relevant authority issues the certificate;
(2) Certifying that the applicant has no record of incompliance with the standard of the country or region on solvency in the previous fiscal year as of the date when the relevant authority issues the certificate.

Article 14
The Letter of Comments issued by the relevant authority of the country or region where the foreign applicant is located concerning the applicant’s application, which is mentioned in Item 2 of Article 9 of the Regulations, shall include the following contents:

(1) Whether the application for the establishment of an insurance institution in China complies with the laws and rules of the applicant’s country or region;
(2) Whether the authority approves the applicant’s application;
(3) The record of the punishment imposed on the applicant in the last three years prior to the date of issuance of the Letter of Comments by the relevant authority;

Article 15
The annual report mentioned in Item 3 of Article 9 of the Regulations shall include the Balance Sheets, Statements of Profit and Loss, and Cash Flow Statements of the applicant in the last three fiscal years prior to the date of application.

The annual report mentioned in the preceding paragraph shall be attached with the auditor’s report issued by an accounting or auditing firm authorized by the country or region where the applicant is located.

Article 16
Except otherwise specified by the laws or administrative regulations or approved by the State Council, the Chinese applicant mentioned in Item 4 of Article 9 of the Regulations shall satisfy the following requirements:

(1) The companies or enterprises with the capacity of legal person registered at the administration department of industry and commerce, excluding commercial banks, securities organizations and the foreign-funded enterprises specified in the Law of the People’s Republic of China on Foreign-funded Enterprises;
(2) Being approved by the administrative authority of the enterprise or its shareholders’ meeting;
(3) Good operating performance and in the previous fiscal year as of the application date being profitable;
(4) Making the investment with self-owned capital from legitimate sources.

Article 17
The relevant documents to be submitted by a Chinese applicant for the establishment of a joint-equity insurance company shall include business license (duplicate), articles of association, business structure, operation history, annual report and punishment record for the last three years.

Article 18
The person in charge of the preparation of a foreign-funded insurance company shall satisfy the following requirements:

(1) Academic degree above junior college level;
(2) Insurance or related work experience for over 2 years;
(3) No illegal and criminal record.

Article 19
Where an applicant applies for the extension of the preparation period according to the provisions specified in Article 11 of the Regulations, he shall, within 1 month before expiration of the original preparation period, submit a written application to CIRC and explain the reason.

Article 20
The preparation report mentioned in Item 1 of Article 11 of the Regulations shall summarize all the issues stated in other paragraphs under this article.

Article 21
The statutory capital verification organization mentioned in Item 4 of Article 11 of the Regulations refers to an accounting firm complying with the requirements of CIRC.

Article 22
The capital verification certificate mentioned in Item 4 of Article 11 of the Regulations shall include the following contents:

(1) A Capital Verification Report issued by a statutory capital verification organization;
(2) A copy of the original bank receipt voucher evidencing payment of the registered capital or working capital.

Article 23
The main person-in-charge mentioned in Item 5 of Article 11 of the Regulations refers to the general manager of the proposed branch of a foreign insurance company.

The letter of attorney issued to the person to be appointed as the main person-in-charge of the proposed branch of the foreign insurance company, refers to the letter of attorney issued to the person to be appointed as the general manager of the proposed branch of the foreign insurance company, which is signed by the Chairman of the Board of Directors or General Manager of the foreign insurance company.

The letter of attorney shall explicitly specify the scope of authorization granted to the authorized person.

Article 24
The senior managerial personnel of the proposed company mentioned in Item 6 of Article 11 of the Regulations shall have the qualifications specified by CIRC.

The senior managerial personnel of the branch of a foreign insurance company shall have the qualifications equal to those required for the counterparts in the headquarters of an insurance company.

Article 25
The materials regarding business place of the proposed company mentioned in Item 9 of Article 11 of the Regulations refers to the supporting documents evidencing the ownership or use-right of the business place.

The materials concerning other facilities related to the business mentioned in Item 9 of Article 11 of the Regulations shall include at least information about configuration of computer facilities, network construction and information management system.

Article 26
The following documents or materials to be provided by a foreign insurance company for an application for the establishment of a foreign-funded insurance company according to the requirements specified in the Regulations and these Rules, shall be notarized by a public notary legally established in the local country or region, or verified by the embassy or consulate of China in that country:

(1) The business license (duplicate) or valid copy of the business license;
(2) A letter of attorney issued to the proposed person-in-charge of the branch of a foreign insurance company;
(3) A letter of guarantee of a foreign insurance company to undertake the obligations of tax and duties payment and debts repayment on behalf of its branch in China.

Article 27
A foreign-funded insurance company may apply for establishing branches as needed according to business development.

The branch of a foreign insurance company can only conduct business within the territory of the province, autonomous region or municipality where the branch is located. Where the joint-equity insurance company or wholly-owned insurance company is prepared to conduct business in any other province, autonomous region or municipality outside its locality, it shall establish a branch in the place concerned.

A foreign insurance company may, according to actual circumstances, apply for establishing a central sub-branch or sub-branch, operating office or marketing service office. The establishment and management of marketing service offices shall be subject to other applicable regulations of CIRC, if any.

Article 28
Where a joint-equity or wholly-owned insurance company which has been established with a minimum registered capital of RMB200 million, applies for the first time for the establishment of a branch in every other province, autonomous region, or municipality outside its locality, it shall increase the registered capital by no less than RMB20 million.

By the time of applying for the establishment of a branch, if the registered capital of a joint-equity or wholly-owned insurance company has reached the amount as stipulated in the preceding paragraph, the company will no longer be required to increase its registered capital.

Where the registered capital of a joint-equity or wholly-owned insurance company has reached RMB500 million and where the solvency of the company is adequate, no increase of registered capital is required when the company applies for the establishment of a branch.

Article 29
A foreign-funded insurance company that applies for the establishment of a branch shall satisfy the following requirements:

(1) Its solvency margin shall comply with relevant regulations specified by CIRC.
(2) Its internal control system is sound and there is no record of punishment; where the operating period exceeds 2 years, there is no record of punishment in the most recent 2 years;
(3) It has senior managerial personnel of the branch with the relevant qualifications specified by CIRC.

Article 30
A foreign-funded insurance company that applies for the establishment of a branch shall submit an application to CIRC and provide the following documents in triplicate:

(1) A letter of application for establishment;
(2) Audited solvency status reports as of the end of the previous fiscal year and as of the end of the last quarter;
(3) A three-year business development plan and market analysis for the proposed branch;
(4) Resume(s) of the person(s)-in-charge of the organization preparation and relevant certificates.

Article 31
CIRC shall examine the application and decide, within 20 days after receiving the complete application documents, whether or not to grant approval; in case no approval is granted, CIRC shall inform the applicant in writing of the decision and explain the reason.

After approval is granted, the applicant shall complete the preparation within 6 months. Where the applicant fails to do so within the prescribed time limit, if the reason is justified and subject to approval by CIRC, the period may be extended for 3 months. Where the preparation is still not completed within the extended period, the original approval document issued by CIRC becomes void automatically.

The preparing body may not be engaged in any commercial activities concerning insurance.

Article 32
After the preparation is completed, the applicant shall apply to CIRC for opening business and submit the following documents in triplicate:

(1) A letter of application for opening business;
(2) A progress report of the preparation work;
(3) Resume(s) of senior managerial personnel to be appointed and relevant certificates;
(4) Relevant certificates of ownership or use-right of the office for the proposed branch, information regarding the configuration of computer facilities, network construction, and internal structure and staff.

Article 33
CIRC shall decide, within 20 days after receiving the complete application documents for opening business, whether or not to grant approval; in case the application is approved, a license for conducting insurance business shall be issued to the branch; in case the application is disapproved, CIRC shall inform the applicant in writing of the decision and explain the reason.

The branch with approval for opening business shall go through the formalities of business registration at the administration department of industry and commerce by presenting the approval document and the license for conducting insurance business and accordingly obtain business license from the authority before opening business.

Article 34
Unless otherwise stipulated in these Rules, the examination and administration of the qualifications of the senior managerial personnel of a foreign-funded insurance company and its branches shall be subject to the relevant regulations of CIRC.

Article 35
Where a joint-equity or wholly-owned property insurance company applies for dissolution when it splits, or merges with another one, or dissolves pursuant to the articles of association, such dissolution must be subject to approval of CIRC and the following documents shall be submitted:

(1) A letter of application signed by the Chairman of the Board of Directors of the company;
(2) The resolution of the meeting of shareholders;
(3) Composition of the proposed liquidation group and a plan for liquidation;
(4) A proposal for solving the outstanding liabilities.

Article 36
The joint-equity or wholly-owned property insurance company whose dissolution has been approved by CIRC shall, from the date of receiving the approval document from CIRC, terminate any new business activities and hand in the license for conducting insurance business to CIRC and form a liquidation group within 15 days.

Article 37
The liquidation group shall, within 5 days after its establishment, inform the relevant authorities concerning the administration departments of industry and commerce, tax, labor and social security in writing of the liquidation procedure and conditions.

Article 38
The liquidation group shall, within 1 month from the date of establishment, appoint an accounting firm pursuant to the requirements of CIRC to conduct auditing, and shall deliver an auditor’s report to CIRC within three months from the date of appointment.

Article 39
The liquidation group shall submit the latest liability liquidation and assets disposal report to CIRC before the tenth date of each month.

Article 40
The newspaper mentioned in Article 28 of the Regulations refers to the newspaper specified by CIRC.

Article 41
The foreign property insurance company that applies for cancellation of its branch in China shall submit an application to CIRC for approval and present the following materials:

(1) A letter of application signed by the Board of Directors or General Manager of the foreign property insurance company;
(2) Composition of the proposed liquidation group and a plan for liquidation;
(3) A proposal for solving the outstanding liabilities.

The procedures of application for dissolution of a joint-equity or foreign-funded property insurance company specified in the Regulations and these Rules shall be applicable to the specific procedures for the foreign property insurance company to cancel its branch in China.

Where the head office of a branch of a foreign property insurance company is dissolved or cancelled or declared bankruptcy according to law, the liquidation and liability disposal of the branch of such foreign property insurance company shall comply with the regulations concerning dissolution of the joint-equity or wholly-owned property insurance company stipulated in Article 30 of the Regulations and these Rules.

Article 42
The foreign-funded insurance company in violation of the relevant provisions of these Rules shall be subject to punishment by CIRC according to the provisions specified in Insurance Law, the Regulations and other relevant laws and regulations.

Article 43
The documents, materials and written reports to be submitted or reported under the Regulations and these Rules shall be prepared in Chinese version, and the Chinese version shall prevail in the event of discrepancy between the Chinese version and the foreign language version.

Article 44
The period specified in the Regulations and these Rules shall start from the date when the relevant materials are delivered to CIRC. If the application documents provided by the applicant is incomplete and further delivery is needed, the period shall start from the date when the supplementary materials are delivered to CIRC.

The period concerning approval and report delivery prescribed in these Rules refers to working days.

Article 45
The issues concerning administration of a foreign-funded insurance company that are not specified in the Regulations or these Rules shall be governed by the applicable laws, administrative rules and relevant regulations of CIRC.

The establishment of a foreign-funded reinsurance company shall comply with the Regulations on Establishment of Reinsurance Companies. The issues not specified in the Regulations on Establishment of Reinsurance Companies shall be governed by these Rules.

Article 46
These Rules shall, mutatis mutandis, apply to insurance companies that are established and operated in Chinese mainland by insurance companies from Hong Kong Special Administrative Region, Macao Special Administrative Region or Taiwan region. The issues otherwise stipulated in the laws, administrative rules or administrative protocols shall be governed by the stipulations therein.

Article 47
These Rules shall come into effect as of June 15, 2004.